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Our clients say...

Marie took the time to understand our business, which made her advice very pertinent and useful.

Guillaume Justier
Inmeres Solutions Limited

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Financial Services Regulation Legal Services

As a business in the regulated financial services sector you know that regulation impacts on the whole of your business and that meeting the standards set by the regulators is key for your business' success and survival.

We use our legal expertise to advise our financial services clients on the various stages of the business journey through this highly regulated sector.  Our Financial Services Regulation support is led by Marie Huntley, whose long term in- house legal and compliance expertise and her experience as an Approved Person means that she approaches your business’ regulatory issues with an exceptional awareness of the commercial and financial landscape in which you must comply with your regulatory duties. The areas in which we can assist you include:

  • Authorisation of your business
  • Managing your regulated business
  • Client Money issues
  • Investigations and Enforcement Actions
  • Run-off and de-regulation

Make An Enquiry

To find out how our services will work for your business please call us now on 020 3609 8764 or complete a Free Online Enquiry.

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Legal solutions for your business

 

Our clients say...

Huntley Legal provides an exceptionally professional yet personal service, and can be relied upon to deliver any project effectively and within deadline.

Alison Quaile
Keychoice Underwriting Limited

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