Client Money issues
This is a highly technical area and one which is central to the statutory objectives of the FCA as Client Money failures pose a significant risk to consumers and clients of regulated firms.
We can offer expert support in assessing your regulatory needs here and advising on whether your arrangements are compliant with the Client Money Rules.
We can also support and advise you through changes in your Client Money and or Risk Transfer arrangements and this is particularly important when you buy, sell or transfer some or all of your business to another firm, even within the same group of companies.
We have considerable expertise in this area and can work with your accounting and client facing teams to ensure these issues are appropriately addressed and that you comply with your many responsibilities in this area.
FREE initial enquiry
To discuss your legal needs, please call Marie Huntley on 020 3609 8764.
Simply outline the situation you're facing, and we'll tell you how we can help and what it will cost.
There's NO CHARGE for the initial conversation. That's right. It's completely free. Zilch. Nada.
By the way, our fees are often fixed or capped to help you budget, and we send invoices monthly so you can spread the cost.