Authorisation of your business
Getting authorisation for your business or new products.
- We can advise you on whether your firm/ a new product needs to be authorised and whether you are required to be authorised by both the FCA and PRA or just the FCA.
- We can also advise you on how your firm/ or a particular product should be regulated. This will usually be determined by the particular products that your business manufacturers and or distributes and the target client base and distribution model which you want to use. By considering these issues at an early stage you should be able to ensure the most appropriate combination of business and regulatory models.
- Meeting the Threshold Conditions is a vital part of the authorisation process and then of maintaining that authorisation. Whether you are an FCA authorised firm or a PRA and FCA authorised firm we can advise you at the planning stage of your authorisation process as to the impact of the Threshold Conditions on your business, in particular in relation to regulatory capital.
- We have considerable experience and expertise in handling regulatory applications and approval processes and can support you through this process and the Approved Person applications.
FREE initial enquiry
To discuss your legal needs, please call Marie Huntley on 020 3609 8764.
Simply outline the situation you're facing, and we'll tell you how we can help and what it will cost.
There's NO CHARGE for the initial conversation. That's right. It's completely free. Zilch. Nada.
By the way, our fees are often fixed or capped to help you budget, and we send invoices monthly so you can spread the cost.